News

Is Meso-Prudential the future of regulation?

In researching banking and regulation around the globe, I have seen a changing trend of regulation. Traditional macro-prudential regulation is no longer satisfying the concerns of regulators and Governments. Regulators have an unenviable task of ensuring a robust...

Spreadsheets a threat to KYO capabilities

For directors and executives, spreadsheet risk is an increasing issue for meeting KYO obligations. Regulators are beginning to clamp down due to the systemic risk for institutions.  FSA fined Credit Suisse £5.95m for systems and control failings based on...

KYO the future of compliance management

Whilst KYO is a new term, you are already being asked to meet KYB obligations. Recent questions asked by regulators, auditors and stakeholders relate to a growing trend requiring directors and executives to “Know Your Organization” to a deeper lever than ever before....